Ancient and Modern
Science: Some Observations
Ian Johnston
[This document has been prepared for students in
English and Liberal Studies classes at Malaspina
University-College (now Vancouver Island University). The text is in the public
domain, released June 1999. This document was last revised on August 9, 1999]
Science . . . 1. The state or fact of
knowing; knowledge or cognizance of something specified or implied;
also, knowledge (more or less extensive) as a personal attribute . . . . 2.
Knowledge acquired by study; acquaintance with or mastery of any department of
learning, late ME. b. Trained skill. . . . 3. A particular branch of knowledge
or study; a recognized department of learning: often opp. to art. . . .
b. A craft, trade or occupation requiring trained skill. -1600. 4. A branch of
study which is concerned either with a connected body of demonstrated truths or
with observed facts systematically classified and more or less colligated by
being brought under general laws, and which includes trustworthy methods of the
discovery of new truth within its own domain. 1725. 5. The kind of knowledge or
intellectual activity of which the ‘sciences’ are examples. In
early use, with ref. To sense 3: What is taught in the Schools, or may
be learned by study. In mod use chiefly: The sciences (in sense 4) as dist from
other departments of learning; scientific doctrine or investigation, late ME.
B. In mod use, often = ‘Natural and Physical Science. Also attrib.
as in s.-master, -teaching, etc. 1867. . . . (Shorter Oxford
English Dictionary)
Introduction
As the above historical definitions of the word science
suggest, the term has undergone a significant shift in meaning over the many
centuries it has been in use. In general, we can characterize that change as a
tendency for the term to become increasingly specific and limited. Hence, what
the term meant for the ancient Greeks or medieval Christians, that is, any
knowledge acquired by study or any department of systematic knowledge (the
first group of meanings above) has largely disappeared, and what we now mean by
the term science tends to be a very specific method of learning about
certain parts of the world. We have largely ceased to distinguish between what
used to be called natural science (i.e., the disciplined study of nature
and the methods appropriate to it) and the more general term science
(i.e., the disciplined study of everything). For example, when students
nowadays enroll in a postsecondary institution to study science, they
are selecting very clearly demarcated areas of study and very particular
methods. The term science is routinely used in contrast to other areas
of study, called the arts (an area which includes philosophy, the
name for the activity from which science and natural science
originated) and the social sciences.
If we look back on the history of science (understood in the
modern sense as the disciplined study of nature) we can see other important
changes which are not immediately apparent in a catalogue of the shifting
meanings of the term, as outlined by a historical dictionary. These changes
concern the understanding of the purposes and methods of a disciplined inquiry
into nature. It may well be the case, as we shall see, that many of the most
important concepts which underpin the modern activity we call science
originated in the work of the Classical Greek philosophers, so that we can talk
usefully about Classical Greek science and establish links between what went on
twenty-five hundred years ago and the modern research laboratory. But we need
to be careful about overemphasizing these similarities, for in many ways the
science practiced by the Classical Greeks and by the Medieval Christians had a
purpose fundamentally different from what we might call modern science, a
comparatively recent form of understanding the world.
The purpose of this essay is to explore, in a very basic and
inevitably cursory way, some of these similarities and differences. If we
claim, as I think we can, that the development of what we now call science
is one of the very greatest achievements of Western Culture, then we need to be
aware of some key elements about that development. This point is particularly
true if we wish to come to a better understanding of modern science, an
activity and way of thinking which dominate our culture and which, therefore,
any citizen who wishes to be intelligently informed about her own culture needs
to think about.
Greek Science I: The Milesian
Materialists
We can trace what we now call science to a way of thinking which
originated in ancient Greece at some point in the seventh
and sixth century BC. We know little about these origins, so reconstructing a
narrative necessarily involves a great deal of speculation on the basis of
later stories and a few fragments of texts quoted by later writers. That origin
seems to have involved (as all great revolutions involve) a small group of
people who began asking some new questions about important things, questions which
the traditional ways of thinking about the world could not answer.
What were these questions? Well, one of them clearly was something
like this: What is the single material stuff out of which everything in the
world is made? This question, like all serious questions about the nature of
the world, presupposes that there is an answer and that the answer must be
found in the terms defined by the question. Thus, to inquire into the single
stuff out of which the world was made means that one presupposes at least two
things: firstly, that there is a single primordial stuff and, secondly, that
there is a way in which this stuff can produce the multiplicity of different
phenomena we see around us every day.
This question was a revolutionary one because it broke decisively
with the existing tradition of explaining things through mythology. A myth is
an inherited story (a narrative) which often serves an explanatory function.
Characteristically one of the functions of myth, among others, is to account
for the existence of the heavens and the earth and of the many different forms
of matter (living and non-living) on it. The ancient Greek myths carried out
this function with reference to a huge interconnected family of gods and
goddesses whose irrational purposes, quarrels, and interactions with human
beings gave rise to those things people wished to understand. The myths were
not rational (in the sense that they answered to some form of logical
argument), but they were emotionally intelligible (that is, they allowed people
to come to an understanding of why things were they way they were).
The question I have referred to above, first posed by a group of
Greek thinkers living in the city-state of Miletus, ignores the mythological
explanation and sets out to find a materialistic answer. Instead of
seeking for causes in the old stories of divine will and power, the Milesian thinkers decided that the appropriate place to
seek for an understanding of the world was in the nature of matter itself.
Hence, they have come to be called materialists (those who seek to
explain natural phenomena with exclusive reference to material stuff, rather
than to divine action or other non-material spiritual processes). This
decisive step, in effect, banishes traditional supernatural powers from
explanations of natural events.
What led to this radical break with the received mythological
tradition? We have no way of knowing. It must be the case that some people
found the old myths unsatisfactory for some reason, perhaps because the system
of gods and goddesses was too irrational or because the philosophers
disapproved of the frequently erratic (and immoral) behaviour of the ruling
deities. Or perhaps, given the location of Miletus, the thinkers were
frustrated by a world of competing and incompatible mythological
explanations. Or perhaps the entire Milesian
school began as a speculative exercise among citizens with time on their hands
and a curiosity about new ways of thinking.
At any event, this first materialist approach to understanding the
world soon foundered on an obvious paradox which it could not explain, namely
the problem of thinking through some way in which the proposed primordial stuff
(air, water, or some form of ether) might differentiate itself into all the
various natural things familiar to us. For if the origin of all things is a
single undifferentiated homogeneous substance, then
what would induce it to change, what material reason would it have to change?
And how could it produce so many different, even entirely opposite, things
(heat and cold, fire and water, rock and vapour, and so on). Given their
materialistic doctrine, these thinkers could not appeal to divine intervention,
for they had started their inquiry by rejecting divine will as the causative
force in the natural world. Hence, this line of inquiry soon ran into
difficulties.
Greek Science II: The Mathematical Formalists
A way beyond this materialist paradox was opened up by a simple
experiment which the reader can try for herself. If someone exhales forcefully
onto her wrist with her mouth wide open and then repeats the effort with her
mouth pursed (as if she was trying to whistle), a perceptible difference is at
once apparent: the first attempt produces breath which is much warmer than the
second one. How can this be? In each case the source of the breath is the same,
and in each case the measuring device is the same. Repeated attempts establish
that this result is inevitable. So what is causing the change in the
temperature?
The only logical explanation is that the form of the air in
each case must be different. Hence, the causative factor in the natural event
(the different temperatures) does not come from the material stuff (the exhaled
breath) but from the mathematical structure of the material stuff. The difference
in temperature must be somehow connected to the way the particles of air are
formally arranged, rather than the material stuff making up the air. The
conclusion thus is that the original materialists were wrong in posing the
question the way they did. The proper approach to understanding natural
phenomena should not seek out some essential original stuff, but must
concentrate on a mathematical understanding of the arrangement of stuff.
Mathematics thus becomes the key element in understanding nature.
A line of thinking similar to this point linked the inquiries of
later Greek thinkers about the world to the language of mathematics,
particularly to geometry. A key thinker here is the mysterious figure of
Pythagoras, who formed a secret band of followers. They devoted themselves to
the study of numbers and geometry (and, so legend has it, to an endless diet of
beans), seeing in mathematics the only reliable way of coming to a finer
understanding of the nature of things, including moral issues, since they
linked numerical properties with divine qualities. Plato emphatically follows
Pythagoras in this respect. He sees the study of mathematics, and especially of
geometry, as absolutely essential to an understanding of anything and
everything worthwhile.
This interest in mathematics inevitably encouraged (and was, in
part, fostered by) a study of astronomy, because the motions of so many
celestial phenomena apparently follow geometric patterns which can be
established with some accuracy by careful observation, calculation, and
mathematical modeling. Whereas the ancient myths accounted for the positions
and motions of the stars and the shape of the constellations with old and often
very fanciful narratives, the mathematical explanations did away with the received
traditions and substituted in their place spheres, lines, orbits, and
equations.
The importance of this mathematical understanding of nature,
especially in early astronomy, cannot be overestimated. Why the Greeks should
be the first ones to set out on this line of inquiry is a mystery. Other
cultures had much more sophisticated systems of mathematics than the Greeks,
had been observing the stars for hundreds and hundreds of years longer, and had
been keeping detailed records for generations (e.g., the Babylonians and the
Egyptians). But they had not united the various activities. For the
Babylonians, the study of numbers was designed to promote a form of mystical
numerology, and the study of the heavens was essential to their interest in
astrology. They produced records of observations that were of great help
to the Greeks, just as the Egyptian knowledge of geometry provided an
invaluable resource. But neither culture made the sorts of connections which
placed a mathematical understanding at the centre of the understanding of the
heavens, of the kind carried out by the Greeks. Whatever the reason for this
innovation, these Greek philosophers established the basis for the activity we
now call science, the study of the world by rational principles as established
in the deductive principles of mathematics (especially geometry). This, of
course, is still the heart of the endeavour.
Greek Science and The
Vision of the World
We should not, however, too quickly claim to see the start of
everything in the modern enterprise we call science in the activity of these
ancient Greek thinkers. For there were some really important
differences between the old philosophers and the modern scientific researcher.
To begin with, the primary aim of the Greek thinkers was to arrive at a better
contemplative understanding of the nature of things. They had no notion of
using their speculations as a means of gaining control of nature or of altering
the natural conditions of life.
This point is crucial. At its heart, the Greek philosophical
interest in mathematical investigations of the natural world was moral and
religious. It was motivated above all by the desire to arrive at a higher
knowledge of the divine, the permanent ordering principles by which the world,
in all its manifestations, was arranged. In a sense, these philosophers saw a
rigorous study of mathematics as a process of spiritual cleansing designed to
prepare the human mind for the contemplation of the divine purpose (in other
words, as an alternative to many irrational religious rituals, myths, and
mysteries). This tradition is very much a part of Socrates’s
entire project (as recorded and interpreted by Plato).
Since the ancient Greeks saw nature as divine, as having a
mysteriously vital soul of its own, an essence with which human beings
constantly interacted, there could be no question of “changing”
nature or seeking in some ways to alter the given facts of life. Such an
endeavour would have violated the way these philosophers understood the world.
Nature (including the world around them and the cosmos) was a divinely alive
mystery which might be intellectually apprehended and contemplated (at least in
part). The aim of scientific speculation was to assist in that essentially
spiritual exercise.
For that reason, Greek scientists showed no great interest in
experimentation and no desire to develop their scientific thinking into
practical applications. By the Hellenistic period (the fourth and third
centuries BC), for example, Greek scientists knew about all the principles
necessary to construct a steam engine. But the notion that they might actually
build one and use it to overcome certain natural limitations never occurred to
them. Nature was there to be wondered at, contemplated, even
worshipped, not to be tampered with or altered.
Moreover, since the mysterious divine powers which were the
creative source of everything, including political structures just as much as
natural phenomena, were good, a mathematical
understanding of the world linked the inquiring spirit of the thinker with the
search for the ultimate purposes of things. To such a mind, it was far less
important to figure out how things worked than to focus upon what these things
might mean in the overall moral arrangement of the universe. Hence, the pursuit
of what we might call science was primarily an inquiry into questions of value.
A properly disciplined inquiry into nature could lead to a fuller understanding
of the moral issues on which questions of justice in the community depended.
The practical value of such inquiry was thus primarily moral.
The Four Causes
This major emphasis on value becomes most apparent in the
Aristotle’s famous explanation of the different causes for all phenomena. If
scientific speculation is, in very large part, a search for rational
explanations of cause (i.e., for an answer to this question “How did this
natural phenomenon come into existence?”), then, according to Aristotle, there
were four possible ways of accounting for that cause: the Material Cause, the
Efficient Cause, the Formal Cause, and the Final Cause.
The material cause explains the phenomenon in terms of the
material out of which it is made; the efficient cause explains the phenomenon
in terms of the process which puts the materials together; the formal cause
explains the phenomenon in terms of the plan or design or arrangement of the
materials; and the formal cause explains the phenomenon in terms of its purpose
(especially its moral purpose).
So, for example, if we wanted to account for the existence of, say,
a house, the material cause would be the wood, nails, glass, concrete, and so
on which make up the house; the efficient cause would be the actions of the
various workers who constructed it (carpenters, roofers, carpet layers, and so
on); the formal cause would be the architectural design and drawings; the final
cause would be a moral reason why the house ought to be built at all and why it
should look the way it does in the wider context of the community and the
world.
The explanations sought by classical science were concerned above
all with the final cause, that is, with an account of whatever one was
speculating about which placed it in the overall moral scheme of the universe,
linking that object or institution with a sense of moral purposiveness
and hence with the divine structure of the universe (what Plato and Aristotle
call the Good). This was the central purpose in almost all the most important
speculations of Greek philosophy about the natural world or about politics,
simply because for these thinkers the most challenging fact of life was an
ethical concern: knowledge about the world only mattered if it helped people to
understand how they ought to behave (i.e., gave them insight into the
ultimate standards of morality and justice). Such thinking is called
teleological (from the Greek word telos
meaning goal), because it seeks explanations for things in terms of their final
purposes.
Given this emphasis, it is not difficult to appreciate why ancient
Greek science placed little emphasis on experimentation or working with
theories which might enable them to manipulate nature (i.e., change some factor
in nature). Of course, like all cultures the classical Greeks had a certain
technical knowledge, for example, in medicine, metallurgy, pottery,
construction (especially of ships), and selective breeding of domestic animals,
but it is clear that the philosophers inquiring into nature considered this
form of knowledge (which we prize highly as something immediately allied to our
scientific endeavours) distinctly inferior. Extending this technical expertise
in some way played no role whatsoever in their speculative theories (even
though some of them were experts in technical matters, like military defenses
and weapons).
Medieval Science: The Great Chain of Being
The development of science after the Greeks and the Romans (who
did not significantly advance Greek speculations about nature) is a long and
complex story, which we can only quickly and inadequately summarize here. Generally
speaking, early Christianity in the first ten centuries had little interest in
anything we might call science. The Greek inheritance had largely been lost (in
Western Europe), the organized centres of education had been closed, and the
emphasis in early Christianity on the supreme and exclusive authority of the
word of God as revealed in the sacred writings (eventually codified in the
Bible) offered no encouragement to rational speculations about the nature of
the world. Everything one needed to know (or was able to know) was in the
sacred text. Besides, this world was for many a distraction from the really
important concern of life: preparing for the next world beyond death.
Another important factor in this early neglect of science was the
Christian attitude to nature itself. Unlike the Greeks, the Christians firmly
rejected any notion that nature was divine and that, therefore, speculations
about nature were, in themselves, a way of
apprehending the nature of God. According to scripture, God stood over and
apart from nature. Nature was His creation, and it was entirely appropriate
that one should acknowledge His divinity in the beauty and variety of the
natural world. But God did not exist in nature, and any attempt to
worship nature was the most serious heresy (this firm rejection of nature
worship, which the Christians appropriated from the Jewish tradition, sets
Christianity in opposition to all sorts of non-Christian beliefs). This is a
key distinction between Christian thought and pagan Greek thought. The fact
that so much pagan religion was very closely associated with nature made many
early Christians all the more suspicious of those who might be overzealous in
their celebration of the natural world. It is a common observation to note that
in pagan religion there were no holy people, only holy places (e.g., sacred
groves, grottos, and mountains where many of the most important religious
rituals took place). In early Christianity the emphasis is reversed: there were
no naturally holy places, only holy people. If a particular location had a
special religious significance, that came about
because someone very holy had done something there or had left a part of his
body there. There was no particular holiness in nature itself.
However, once the Greek influence began gradually to reassert
itself, Christian thinkers started to make a synthesis of the Greek rational
understanding of nature (especially as manifested in the works of Aristotle)
with Christian doctrine. Again, this is a long, rich, and complex development,
which there is not time to review here. What is important for our purposes is
the major image of the world which this tradition produced and which became the
most fundamental organizing principle for all rational inquiry into the natural
world: the Great Chain of Being, the single most long-lasting and historically
important scientific principle in the history of Western thought.
The Great Chain of Being derived from two Greek ideas. The first
originated (so far as we know) in Plato and is called The Principle of
Plenitude. It states that, since God is perfectly good, therefore He must have
created all possible forms of life. Any deficiency in the created variety of
the world would be a mark of incompleteness, something incompatible with God.
The second idea derives from Aristotle and is called The Ladder of Life. It
states that all forms of natural phenomena exist on a hierarchical scale,
rising very gradually by degrees from the lowest forms of inanimate matter (like
rocks), to simple forms of life, to more complex forms, to human beings, and
(as later developed by Christian thinkers) to the planets and fixed stars
through all the various orders of angels right up to God Himself. Thus, every
natural and spiritual phenomenon has its own particular ranked place in the
comprehensive scheme of God’s creation.
This model lent itself very readily to an understanding of
astronomy. At the centre of this scheme stood the Earth, with the lowest point
of the universe at the centre (in many depictions the centre of the Earth was
the location of Hell, the place furthest removed from God). On the Earth the
various forms of life existed in a hierarchical order, and, as one moved away
from the earth, the orbits of the planets (which moved in perfect concentric
circles around the Earth) marked the different levels of spiritual being,
until, at the very highest point one reached the Heavens, the dwelling place of
God.
The Great Chain of Being was an organizing metaphor, a classification
system, into which one could fit each individual element of God’s creation. The
hierarchy was essentially a moral scheme, too. The higher the position of a
particular entity, the closer it was to God, and thus the more spiritual value
it possessed. Everything existed between higher and lower forms and
participated in (this idea, as we shall see, is vital) a single unified
creation, with a clear sense of its place. For human beings the central moral
purpose of life was to acknowledge one’s position on the scale (which included
various levels for the different ranks of human beings) and to live up to one’s
responsibilities to those forms of life below and to one’s obligations to those
above one on the scale. The greatest error of all was to aspire to a position
higher than the one appointed; hence, pride and disobedience to one’s natural
superiors in an attempt at personal self-aggrandizement were the greatest sins
of all (that’s why the last circle of Hell in Dante’s great poem, the eternal
home of the worst sinners, is reserved for those who betrayed their masters,
those to whom they had a special obligation).
It is important to stress that the Great Chain of Being was a
complete and closed and static system. It was not subject to change. All forms
of life were eternally a part of the scheme. This idea meshed well with the
doctrine in Genesis that God had created everything in the six days of creation
and thus that there was no sudden development of new life or disappearance of
old life. The natural world, like the entire cosmos, was a beautifully ordered
static arrangement ordained by God. Its presence was a wonderful manifestation
of His power and goodness.
For the person with an interest in the natural world, the Great
Chain of Being provided a means of fitting in all observed phenomena into a
preordained scheme in which the central point was the clear linkage between
everything and God Himself. The metaphor was designed above all to keep at the
centre of the thinker’s consciousness the overall moral purposiveness
of God’s creation, that is, to reinforce a sense of the Final Cause in every
natural event. The image did not encourage one to believe that there was any
possibility of applying one’s thinking to changing the
ordained order; in fact, such an idea was considered a manifestation of pride,
the deadliest of sins.
Since human beings were a part of this wonderfully divine order,
their role as observers and thinkers about nature was to celebrate it as a
manifestation of God’s power and goodness, of the moral purposiveness
with which all natural activities were filled and in which human beings, as
part of the natural order, participated. To tamper with this given order, as
mentioned above, was to go against the given purposes of God. Hence, the development of new inventions to alter the human being’s
relationship with the world around him were, in some way, wrong. Even
something quite common to us, like wearing glasses to compensate for failing
vision or draining swampland to make more arable fields, could produce fierce
opposition.
The Great Chain of Being was much more than a scientific metaphor
in any narrow sense. It was for centuries the fundamental organizing principle
of understanding politics and of communicating an artistic understanding of
nature (for example, Dante’s cosmology in his epic poetry or Hildegard’s
imagery in her paintings). The metaphor of a great hierarchy of life organized
in a series of concentric circles from the lowest forms up to God Himself
provided at the same time a classification system, a moral understanding of one’s
duties and responsibilities, and a pleasing sense of the beauty and
coordination of God’s entire creation.
In such a world the main purpose of science was to confirm the
truth of this great vision. Hence, explanations for natural phenomena
tended to be linked to God’s purposes in creating such a harmonious
structure. So if, for example, one asked why a certain living creature
had the particular physical features it did, the answer would, as often as not,
describe how these features are linked to or reminders of God’s desires for the
world.
The Challenge of Modern Science
What we call modern science began in the sixteenth and seventeenth
century as a challenge to the traditional Christian and Greeks views sketched
out briefly above. The origin of this challenge is commonly ascribed to the
views of a Polish monk, Copernicus, who speculated that one way of
understanding the universe might be to put the sun at the centre with the
planets revolving around it in circular orbits. In making this radically
different theoretical speculation (which some Greek thinkers had also
entertained), Copernicus was not intending to break with tradition, and his
ideas were in many places (including the Papacy) acknowledged as interesting
hypotheses.
The really decisive challenge came from those who, in defense of
Copernicus’s suggestion, insisted that the very nature of science must change,
that it must work from a different purpose and by different methods. It must
rely upon observations and shape the understanding of the universe on the basis
of those observations, rather than fitting all observations into the
traditional framework of Christian belief. Here the work of Galileo is
centrally important. His observations of the skies with a telescope led him to
conclude that the heavens could not be the perfectly ordered realm of the
divine, for there were irregularities and imperfections (like comets, sun
spots, and the irregular surface of the moon). The Great Chain of Being did not
correspond with sense experience. And faced with such a
clash, Galileo proposed radical alterations to the traditional view in order to
bring a scientific understanding of the world into line with human
observations.
Why was this so decisive? Again, this is a complex question, but
the essence of the business is that the new scientists insisted on privileging
sense experience, on shaping theories to fit that sense experience, and on
subjecting such speculations to test by experimental observation. It was no
longer the case that the basic working model of the universe was known and
invoked to explain phenomena; scientists had to abandon tradition and boldly
launch out to construct new models which might answer to a new demand: the
desire for power over nature.
Traditional science, relying on the Great Chain of Being,
subordinated inquiry into nature to moral concerns. The aim of science, like
the aim of all life, was to confirm, celebrate, and acknowledge the given truth
of the world. The new science began out of a frustration with this method,
because it never produced any new knowledge. All explanations simply ended up
confirming what was already known. As the most energetic advocate of the new
science, Francis Bacon, repeatedly remarked (in the seventeenth century) that
to explain the cause of some natural phenomenon by attributing it to some
essential property in keeping with God’s overall plan for the universe was an
explanation of no practical value. And Bacon, like his French colleague
Descartes, wanted above all a practical science, an understanding of nature
that would give human beings more power over nature and lead to what Descartes
called “the relief of man’s estate” (especially in medicine).
For the traditional scientific
understanding of natural events provided no explanations which might enable
human beings to control the phenomenon in question, because the ultimate cause
was a supernatural source. Take, for example, the
common experience of lightning. A traditional explanation (Christian or pagan)
established the cause of the destructive powers of lightning by pointing to God’s
anger or His justice or some other aspect of His will. This, we should
note, is an explanation, and, as such, it enables the enquirer to understand
the event. But because this is a description of a Final Cause (the moral
purpose of the event), there is nothing that enquirer can do to control the
phenomenon (other than through prayer or offerings). However, once
scientists began to concern themselves exclusively with secondary causes, they
came to understand lightning as a physical phenomenon, a stream of electricity
originating in mechanical processes, and they soon realized that a metal rod
placed on the high point of a building and connected to the ground could control
the direction of the discharge and thus avert the destruction. This line
of enquiry not only provided a new explanation; it also gave human beings
control over the deadly natural phenomenon.
Hence, the new scientists called for an end to a preoccupation
with final causes. Scientists should not focus on these, but rather on the
efficient causes (often called secondary causes). What particular events cause
something to behave the way it does? To foster an understanding of these, the
new science called for mechanical models of the stuff of nature, experiments to
understand their mathematical properties, and constant adjustment or
readjustment of the shaping theory in order to fit the mechanical model. The
basic metaphor now was that nature was something like a clock. To understand
the clock we should not focus on its moral purpose but on its inner mechanical
workings.
This change in emphasis may sound simple enough. In practice,
however, for many people it was anything but easy. For it demanded a radical reorientation
in how one thought about nature and one’s place in it. To approach the natural
world as if it were a clock mechanism required two changes: first, nature had
to be imagined as essentially dead, as a machine with complex inner workings
but no vital irrational spirit or any unpredictable divine intervention (which
would not be susceptible to mathematical and experimental investigation), and,
second, the scientist had to place a distance between himself and nature.
Nature became, in effect, an object to be studied and manipulated by the
subjective mind of the scientist. The test of the validity of a particular view
of the world was the extent to which it brought a natural process under human
control (through experiments). This view, which insists upon a separation
between the knowing mind and the object known (the central image in Descartes’s work), marks a distinct break from the older
tradition of seeing human beings participating in nature, both subject to God’s
presence as a vital principle in their behaviour, with the major purpose of
inquiry into nature being the attainment of contemplative wonder at the beauty
and benevolence of the Creator.
Why did this relatively sudden change come when and where it did?
Why after more than a thousand years of relatively calm acceptance of the
traditional view of science, did European thinkers in the sixteenth and
seventeenth centuries suddenly demand such a radical reorientation of our
understanding of the world? There is no clear answer. Perhaps it had something
to do with the rising demand in Europe for a greater emphasis on individualism,
on breaking away from tradition, on moving out beyond old confines into the New
World--that combination of newly optimistic hopes about what the human mind was
fully capable of if left to its own devices, a development which we associate
with the Renaissance. Perhaps it all happened by accident. However, once the
new science began to demonstrate the rapidity with which it could generate new
knowledge, new powers over nature, it began to acquire an increasing momentum
until it became what we are familiar with, the central driving imperative of
our western culture.
Modern Science and Moral Purposes: The Design
Argument
At first glance, the rejection of final causes and the privileging
of efficient causes seems to emancipate science from
any moral concerns. The activity is about figuring out how things work
mechanically, not about what they are worth or what their moral purpose might
be. However, the rejection of the notion of final cause as the principal
concern of the natural scientist did not at once lead people to conclude that
science had nothing to do with morality at all. Descartes and Bacon saw the
relief of human misery (especially with medicine) as an important moral
imperative. And, beyond that, many thinkers were spurred on in their scientific
endeavours by the hope that a better understanding of secondary (efficient)
causes would help to reinforce a religious understanding. If we could better
understand the mechanisms of nature, without worrying about ultimate purposes,
we might come to a better appreciation of the nature of God, who created the
machine.
It is very wrong to see modern science as arising in opposition to
religion or to argue that the history of science is a narrative of constant
religious obstacles thrown up in the way of new theories. In fact, many of the
most prominent early natural scientists (men like Boyle and Newton) were
devoutly religious. They sincerely believed that coming to an understanding of
the great cosmic clock, subjecting nature to a human understanding of the
mathematical principles by which the elements in the machine worked, would
promote religious awareness and confirm, if not the absolute truth of
scripture, the validity of Christian doctrine.
The faith in this idea that an attention to efficient causes might
finally lead to a better understanding of final causes (the notion that paying
attention to how something works mechanically will reveal something about its
purpose and value) has come to be called the Design Argument, a vitally
important way of reconciling (or attempting to reconcile) the new science and
religion. Briefly stated the Design Argument claims that we can conclude the
existence of God by the analogy between a wonderfully complex work and a
creator. Where we see something as complex as, say, a clock, we can reliably
conclude that someone made it (it did not just happen by chance). So in the
natural world, the extraordinarily complex design of something like an eye or
the extreme mathematical precision of certain natural phenomena (like the rate
of acceleration in a falling object or the relationship between the pressure
and volume in a gas) offered proof for the existence of a divine creator. Such
complex order and harmony could not just, well, happen. Hence, inquiry into
efficient causes could serve as a strong inducement for religious belief.
The most powerful evidence for this design argument was clearly
the work of Newton, who seemed to have demonstrated to everyone’s satisfaction
that the entire cosmos was arranged and moved according to eternally fixed
mathematical principles. And in the first two centuries of the new science,
Newton’s model of the heavens became the standard image to which one could
appeal to establish a link between science and religion. In a sense, using this
model one could re-establish the central tenets of the Great Chain of
Being--the sense of an ordered hierarchy. The ideas of Newton and his
predecessors had significantly changed some of the details (for example, that
the orbits of the planets were perfect circles or that the earth was in the
centre), but the moral quality of the old image could still be invoked.
The Destruction of the Design Argument
The sanguine hopes contained in the Design Argument proved
over-optimistic. For as scientists continued increasingly to focus upon
efficient causes and turned their attention to the Earth itself, it became
increasingly clear that the Earth was undergoing a process of constant change.
There was no fixed and static design. Some animal species had become extinct
(obvious evidence for poor design), new animals had appeared, some organs
appeared to have no function at all, the surface of
the Earth was quite different from what it had been only a few hundred years
before, and so on. How could one talk of a divine creative design when changes,
often inexplicable, arbitrary, and obviously destructive changes, increasingly
seemed to be the way in which the world worked?
In addition, philosophers of science (like David Hume and Immanuel
Kant) pointed out that the Design Argument rested on a logical fallacy. It
might be reassuring to have faith in a divine designer, but there was no way
one could logically conclude the existence of divine attributes from non-divine
material stuff. If God is radically different from the material of his
creation, then one cannot logically connect the two, supposing that one
requires the existence of the other (just as, to take a trivial example, one
cannot logically infer the mental and spiritual qualities of a person by an
exhaustive mechanical inspection of, say, her lawnmower engine).
The Design Argument, however, has never disappeared. It resurfaces
periodically in various guises and remains a common way of linking modern
science and religious awareness (it is very much alive on the Internet under
the term Intelligent Design). The enduring popularity of the argument, in spite
of its logical fallaciousness, is a testament to the enormous unease we still
feel about divorcing the most strenuous efforts to understand the world from a
sense of higher purposes.
The importance of the Design Argument helps to explain, too, why
so much of the hostility to science focuses on Darwin’s theories, because at
the heart of natural selection lies an insistence on the total absence of
design: randomness drives the process, so that terrestrial life, including
human beings, are the results of a process which did not have them in mind,
temporary accidental by-products of a complex, all-powerful, and never-ending
transforming force without any overall purpose, other than mere survival.
The Victory of Power Over
Wonder
The spectacular successes of the new science in the last three
hundred years are a tribute to the effectiveness of the process set in motion
by Descartes, Galileo, Bacon, Newton, and other sixteenth and seventeenth
century scientists. The search for secondary causes and the application of
mechanical models to an understanding of nature have brought us a control over
nature that would have been unimaginable before (and would no doubt really
amaze those gentlemen themselves). The “relief of man’s estate” which they so
desired has, in many ways, been fostered enormously by their insistence on a
new way of knowing the world. The fact that we live longer, safer lives with
less fear of natural disasters is a good thing, and we owe that change entirely
to what the new science has brought us.
But that knowledge has, as most of us realize, come at a price. For
we have lost what was central to the old science of the Greeks and medieval
thinkers: the sense of an activity guided by shared moral principles and a
desire to satisfy our sense of religious wonder. Science now, for the most
part, moves under a new imperative: the desire for power. We do not pause (as
we should) to think about whether that power is something we ought to
have, something that will bring us closer to God. We plunge ahead, because
gaining power over nature has become an imperative in itself, and all sorts of
reasons other than a pure desire to know are in play (especially military and
commercial factors). Many of those in the best position to raise some
questions about these matters, professors in university science departments,
have themselves turned their professional activities (frequently accompanied by
the students’ curriculum) over to corporate or governmental interests (their
sources of funding), institutions whose immediate priorities do not include
radical questioning of their entire mission.
When people express, as they often do, a certain anxiety about
science, about what it is doing or may do to how we live our lives, they are
frequently lamenting the loss of that shared sense of the moral purposiveness of all human activity. Simply put, they are
acknowledging that we do not know how to guide or what to do about the
scientific genie we have released from the bottle, and developments in
reproductive technologies, cloning, stem cells, genetic engineering, nuclear
physics, and computers, among other things, provide all sorts of things for us
to worry about.
Of course, there are still scientists drawn to the activity by the
old curiosity and wonder at the amazing richness of nature. Many great
scientists (especially physicists) this century have been profoundly spiritual
and have seen their work through the eyes of a contemplative. Such spirits are
often dismayed at the practical uses to which their theoretical speculations
are put (e.g., nuclear bombs). Many students are drawn to science primarily by
a desire to understand or to celebrate the mystery of nature. But such
attitudes, it would seem, are increasingly in the minority in the research
establishment. The driving force behind scientific research now tends to be
intensely practical, often seeking short-term power over nature (and the
financial benefits that brings) rather than anything else. And that drive for
power acknowledges no limits, least of all some sense of a final cause.
Periodically there are calls for us to impose some restrictions on
a particular scientific endeavour (e.g., on cloning, space research). But of
course, it’s much too late for that. Having so emphatically banished formal
causes in order to launch the new science, we cannot now invoke them as an
effective guide (perhaps, if things get bad enough, especially in the
environment, this situation will start to change). Moreover, where there is
power to be gained, there is never a shortage of those willing to seek it out,
and the methods of the new science are no mystery. For better or worse, modern
science in western culture and the rest of the world now runs by its own
momentum, and it would take a rash prophet to wager where it will take us in
the next century or two.