“There’s Nothing
Nietzsche Couldn’t Teach Ya About the
Raising of the Wrist”
A Lecture in Liberal Studies
[Note that a portion of these
remarks was delivered by Ian Johnston as a lecture in Liberal Studies 401 in
November, 1996 at Malaspina University College (now
Vancouver Island University). This document is in the public domain, released
May 1999. It was slightly revised (mainly for typographical mistakes on
December 11, 2000])
This text has three parts, which,
though obviously related, are, in effect, different lectures.
For comments or questions, please
contact Ian Johnston
Part I: Introduction to Beyond Good and Evil
Introduction
At the start of this semester in which we are going to be
confronting our own uncertainties about the age we live in, there’s a
particular aptness to starting the study of our century with Friedrich
Nietzsche. He died in 1900, and ever since people have seen something symbolic
in that event and date. For Nietzsche laid down a challenge to the modern age
which we are still wrestling with, and if we say, as we can, that one of the
defining features of the twentieth century is great uncertainty about our
traditions, then Nietzsche, more than anyone else, is the eloquent spokesperson
for the creation of that uneasy situation.
By way of introducing Beyond Good and Evil, I want to point
out a few salient points which establish Nietzsche as the great critic of that
tradition and then suggest why this critique is potentially so powerful and
disturbing. Next week, on Tuesday, I will be speaking again on Nietzsche, this
time calling attention to some aspects of his very strong continuing influence
on intellectual life, especially in the universities.
Now, although we can identify in Nietzsche a decisive challenge to
the past, from one perspective there should be nothing too remarkably new about
what Nietzsche is doing in Beyond Good and Evil (although, as I hope we
have time to mention, his style of doing so is quite unique). For he is taking
to the limit a method of analysis and criticism which we should be quite
familiar with from the texts we have read last semester: history as critique.
And he is proposing as a new possibility for our lives a program that has
strong and obvious roots in certain forms of Romanticism. Thus, for the rest of
this lecture I wish to explore these two points, so that I can help to
illustrate how Nietzsche, the great destroyer of tradition, is himself deeply
connected to certain aspects of that tradition.
Nietzsche’s Historical Critique
First, the question of Nietzsche’s historical critique. You will
recall how one of the main features of the narrative we drew from the texts we
read earlier was a rapidly developing interest in and use of the enormously
powerful historical criticism developed by Enlightenment thinkers as a way of
undermining the authority of traditional power structures and the beliefs which
sustain them.
We saw, for example, how in Descartes’s Discourse
on Method, Descartes offers a hypothetical historical narrative in order to
undermine the authority of the Aristotelians and a faith in an eternal
unchanging natural order. Then, we discussed how in the Discourse on
Inequality, on the basis of an imaginative reconstruction of the history of
human society, Rousseau, following Descartes’s lead
but extending it to other areas (and much more aggressively), can encourage in
the mind of the reader the view that evil in life is the product of social
injustice (rather than, say, the result of Original Sin or the lack of virtue
in the lower orders). We further read in Kant, Marx, and Darwin how a
historical understanding applied to particular phenomena undercuts traditional
notions of eternal truths enshrined in any particular beliefs (whether in
species, in religious values, or in final purposes).
But, and this is a crucial point, the Enlightenment thinkers,
particularly Kant and Rousseau and Marx, do not allow history to undermine all
sources of meaning; for them, in addition to its unanswerable power to dissolve
traditional authority, history holds out the promise of a new grounding for rational
meaning, in the growing power of human societies to become rational, to, in a
word, progress. Thus, history, in addition to revealing the inadequacies of
many traditional power structures and sources of meaning, also becomes the best
hope and proof for a firm faith in a new eternal order: the faith in
progressive reform or revolution. This, too, is clearly something
Wollstonecraft pins her hopes on (although, as we saw, how radical her position
is is a matter to debate).
On this point, as we also saw, Darwin, at least in the Origin
of Species, is somewhat ambiguous--almost as if, knowing he is on very
slippery ground, he doesn’t want his readers to recognize the full metaphysical
and epistemological implications of his theory of the history of life. And
because of this probably deliberate ambiguity Darwin was variously interpreted
either as offering a “progressive” view of evolution, something that could be
accommodated to the Enlightenment’s faith in rational progress or,
alternatively, as presenting a contingent view of the history of life, a story
without progress or final goal or overall purpose.
Well, in Nietzsche (as in the latter view of Darwin) there is no
such ambiguity. For him the ironies of history go all the way down and
disenfranchise all claims to the Truth with a capital T. Nietzsche is the first
major thinker to take seriously the full implications of the historical
critique and to apply it to all of a culture’s most cherished possessions: its
science, religion, morality, politics, faith in progress, science, language, in
short, everything.
Every schoolchild learns sooner or later that Nietzsche was the
author of the shocking slogan, “God is dead.” But what makes that statement
possible is another claim, even more shocking in its implications: “only that
which has no history can be defined” (Genealogy of Morals). And since
Nietzsche was the heir to seventy-five years of German historical scholarship,
he knew that there is no such thing as something which has no history. Darwin
had, as Dewey points out that essay we examined, effectively shown that
searching for a true definition of a species is not only futile but
unnecessary (since the definition of a species is something temporary,
something which changes over time, without any permanent lasting and stable
reality). Nietzsche dedicates his philosophical work to doing the same for all
cultural values.
It is important to reflect for a moment on the full implications
of this claim. You will remember (no doubt) how in Liberal Studies we started
our study of moral philosophy with the Meno,
the dialogue which explores the question “What is virtue?” and which insists
that until that issue can be settled with a definition which eludes all
cultural qualificationwhat virtue is in itself once
and for allthen we cannot effectively deal with
morality, except through divine dispensation, unexamined reliance on
traditions, skepticism, or relativism (the position of Thrasymachus).
The full exploration of what dealing with that question of definition might
require takes place in the Republic.
Many of the texts we read subsequently took up Plato’s challenge,
seeking to discover, through reason, a permanent basis for understanding
knowledge claims and moral values. No matter what the method, as Nietzsche
points out in his first section, the belief was always that grounding knowledge
and morality in truth was possible and valuable, that the activity of seeking
to ground morality was conducive to a fuller good life, individually and
communally.
To use a favorite metaphor of Nietzsche’s,
we can say that previous systems of thought had sought to provide a true
transcript of the book of nature. They made claims about the authority of one
true text. Nietzsche insists repeatedly that there is no single canonical text;
there are only interpretations. Hence, there is no appeal to some definitive
version of Truth (whether we search in philosophy, religion, or science).
Thus the Socratic quest for some way to tie morality down to the ground, so
that it does not fly away, is (and always has been) futile (although the long
history of attempts to do so has disciplined the European mind so that we, or a
few of us, are now ready to move into dangerous new territory where we can put
all the most basic assumptions about the need for conventional morality to the
test and move on “beyond good and evil,” that is, to a place where we do not
take the universalizing concerns and claims of traditional morality seriously.
Nietzsche begins his critique here by challenging that fundamental
assumption: Who says it is better for human beings to seek for the truth? How
do we know untruth is not better? And what is truth anyway? In doing so, he
challenges the sense of purpose basic to the traditional philosophical
endeavour. Philosophers, he points out early on, may be proud of the way
they begin by challenging and doubting received ideas, but they never challenge
or doubt the key notion they all start with, namely, that there is such a thing
as the Truth and that it is something valuable for human beings (certainly much
more valuable than its opposite).
In other words, just as the development of the new science had
gradually and for many painfully and rudely emptied nature of any certainty about
final purpose, about the possibilities for ever reaching a full understanding
of the ultimate value of scientific knowledge, so Nietzsche is, with the aid of
new historical science (and the protoscience of
psychology) emptying all sources of cultural certainty of their traditional purposiveness and claims to permanent truth, and hence of
their value, as that term was traditionally understood. There is thus no
antagonism between good and evil, since all versions of good and equal are
equally fictive (although some may be more useful for the purposes of living
than others).
I don’t want here to analyze the various ways Nietzsche deals with
this question. But I do want to insist upon the devastating nature of his
historical critique on all previous systems which have claimed to ground
knowledge and morality on a clearly defined truth of things. For Nietzsche’s
genius rests not only on his adopting the historical critique and applying to
new areas but much more on his astonishing perspicuity in seeing just how far
reaching and flexible the historical method might be.
For example, Nietzsche, like some of those before him, insists
that value systems are culturally determinedthey
arise, he insists, as often as not from or in reaction to conventional folk wisdom.
But to this he adds something which to us, after Freud, may be well accepted,
but which in Nietzsche’s hands becomes for his time something shocking:
understanding of a system of value is, he claims, requires us more than
anything else to see it as the product of a particular individual’s
psychological history, a uniquely personal confession. Relationship to
something called the “Truth” has nothing to do with the “meaning” of a moral
system; rather we seek its coherence in the psychology of the philosopher who
produced it.
Gradually it has become clear to me what every great philosophy so far has been; namely, the personal confession its author and a kind of involuntary and unconscious memoir; also that the moral (or immoral) intentions in every philosophy constituted the real germ of life from which the whole plant had grown. (53)
Claims to “truth” are here unmasked by a concentration upon the
history of the life of the person proposing the particular “truth” this time.
Systems offering us a route to the Truth are simply psychologically produced
fictions which serve the deep (often unconscious)
purposes of the individual proposing them. Hence they are what
Nietzsche calls “foreground” truths. They do not penetrate into the deep
reality of nature. To fail to see this is to lack “perspective.”
Even more devastating is Nietzsche’s extension of the historical
critique to language itself. Since philosophical systems deliver themselves to
us in language, they are shaped by that language and by the history of that
language. Our Western preoccupation with the inner self which perceives,
judges, wills, and so forth, Nietzsche can assess as, in large part, the
product of grammar, the result of a language that builds its statements around
a subject and a predicate. Without that historical accident, Nietzsche affirms,
we would not have erred into mistaking for the truth something that is a byproduct of our particular culturally determined language
system.
He makes the point, for example, that our faith in consciousness
is just an accident. If instead of saying “I think,” we were to say “Thinking
is going on in my body,” then we would not be temped
to give to the “I” some independent existence (e.g., in the mind) and make
large claims about the ego or the inner self. The reason we do search for such
an entity stems from the accidental construction of our language, which
encourages us to use a subject (the personal pronoun) and a verb. The
same false confidence in language also makes it all to
easy for us to think that we know clearly what key things like “thinking” and “willing”
are; whereas, if we were to engage in even a little reflection, we would
quickly realize that the inner processes neatly summed up by these apparently
clear terms are anything but clear. His emphasis on the importance of
psychology as queen of the sciences underscores his sense of how we need to
understand more fully just how complex these activities are, particularly their
emotional affects, before we talk about them so simplistically, the
philosophers up to now done.
This remarkable insight enables Nietzsche, for example, at one
blow and with cutting contempt devastatingly to dismiss as “trivial” the system
Descartes had set up so carefully in the Meditations. Descartes’s triviality consists in failing to recognize how
his philosophical system is shaped by the language he is, as an educated
European, using and by his facile treatment of what thinking is in the first
place. The famous Cartesian dualism is not a central philosophical problem
but an accidental by-product of grammar designed to serve Descartes’ own
particular psychological needs. Similarly Kant’s discovery of “new
faculties” Nietzsche derides as just a trick of language--a way of providing
what looks like an explanation but which is, in fact, as ridiculous as the old
notions about medicines putting people to sleep because they have the sleeping virture.
It should be clear from examples like this (and the others
throughout the text) that there is very little capable of surviving Nietzsche’s
onslaught, for what is there to which we can point which does not have a
history or deliver itself to us in a historically developing system of
language? After all, our scientific enquiries in all areas of human experience
teach us that nothing ever is, for everything is always becoming.
We might be tempted, as many have been, to point to the new
natural science as a counterinstance, for is not
natural science a progressive realization of the truth of the world, or at
least a closer and closer approximation to that truth? Well, this question we
will be addressing on Thursday, and we should all be considering it in our
discussions of Kuhn. In fact, it’s an interesting question to think about just
how closely Kuhn and Nietzsche might be linked in their views about the
relationship between science and the truth of things or to what extent modern
science might not provide the most promising refutation of Nietzsche’s
assertion that there is no privileged access to a final truth of things (a
hotly disputed topic in the last decade or more). Suffice it to say here,
that for Nietzsche science is just one more “foreground” way of interpreting
nature. It has no privileged access to the Truth, although he does
concede that, compared to other beliefs, it has the advantage of being based on
sense experience and therefore is more useful for modern times.
There’s one important point to stress in this review of the
critical power of Nietzsche’s project. It’s essential to note that Nietzsche is
not calling us to task for having beliefs. We have to have beliefs. Human life
must be the affirmation of values; otherwise it is not life. But Nietzsche is
centrally concerned to mock us for believing that our belief systems are True, are fixed, are somehow eternally right by a grounded
standard of knowledge. Human life, in its highest forms, must be lived in the
full acceptance that the values we create for ourselves are fictions. We, or
the best of us, have to have the courage to face up to the fact that there is
no “Truth” upon which to ground anything we believe in; we must in the full
view of that harsh insight, nevertheless affirm ourselves with joy. The
Truth is not accessible to our attempts at discovery; what thinking human
beings characteristically do, in their pursuit of the Truth, is create their
own truths.
A Note on Nietzsche and Our View of the Self
Now, this last point, like the others, has profound implications
for how we think of ourselves, for our conception of the human self. Because
human individuals, like human cultures, also have a history. Each of us has a
personal history, and thus we ourselves cannot be defined; we, too, are in a
constant process of becoming, of transcending the person we have been into
something new. We may like to think of ourselves as defined by some essential
rational quality, but in fact we are not. In stressing this, of course,
Nietzsche links himself with certain strains of Romanticism, especially (from
the point of view of our curriculum) with William Blake and, for those who took
the American Adam seminar, with Emerson and Thoreau.
This tradition of Romanticism holds up a view of life which is
radically individualistic, selfcreated, selfgenerated. “I must create my own system or become
enslaved by another man’s” Blake wrote. It is also thoroughly aristocratic,
with little room for traditional altruism, charity, or egalitarianism. Our livesto realize their highest potentialshould
be lived basically in solitude from others, except perhaps those few we recognize
as kindred souls, and our life’s efforts must be a spiritually demanding but
joyful affirmation of the process by which we maintain the vital development of
our imaginative conceptions of ourselves.
It might be appropriate here to contrast this view of the self as
a constantly developing entity, without essential permanence, with Marx’s view.
Marx, too, insists on the process of transformation of the self and ideas of
the self, but for him, as we discussed, the transformation is controlled by the
material forces of production, and these, in turn, are driven by the logic of
history. It is not something which the individual takes charge of by an act of
individual will, because individual consciousness, like everything else,
emerges from and is dependent upon the particular historical and material
circumstances, the stage in the development of production, of the social
environment in which the individual finds himself or herself.
Nietzsche, like Marx, and unlike later Existentialists, de
Beauvoir, for example, recognizes that the individual inherits particular
things from the historical moment of the culture (e.g., the prevailing ideas
and, particularly, the language and ruling metaphors). Thus for Nietzsche the
individual is not totally free of all context. However, the appropriate
response to this is not, as in Marx, the development of a class consciousness,
a solidarity with other citizens and an imperative to help history along by
committing oneself to the class war alongside other proletarians, but rather,
in the best and brightest spirits, a call for a heightened sense of
individuality, of one’s radical separation from the herd, of one’s final
responsibility to one’s own most fecund creativity.
It’s vital to see that Nietzsche and the earlier Romantics are not
simply saying we should do what we like. They all have a sense that selfcreation of the sort they recommend requires immense
spiritual and emotional disciplinethe discipline of
the artist shaping his most important original creation in accordance with the
stringent demands of his creative imagination. These demands may not be
rational, but they are not permissively relativistic in that 1960’s sense (“If
it feels good, do it”). Permissiveness may have often been attributed to this
Romantic tradition, a sort of 1960’s “Boogie ‘til you puke” ethic, but that is
not what any of them had in mind. For Nietzsche that would simply be a herd
response to a popularized and bastardized version of a much higher call to a
solitary life lived with the most intense but personal joy, suffering, insight,
courage, and imaginative discipline.
This aspect of Nietzsche’s thought represents the fullest
nineteenth-century European affirmation of a Romantic vision of the self as
radically individualistic (at the opposite end of the spectrum from Marx’s
views of the self as socially and economically determined), and it has had, as
I hope to mention briefly next week, a profound and lasting effect in the
twentieth century as we become more and more uncertain about coherent social
identities and thus increasingly inclined to seek for some personal way to take
full charge of our own identities without answering to anyone but ourselves.
A great deal of the energy and much of the humour in Nietzsche’s
prose comes from the urgency with which he sees such creative self-affirmation
as essential if the human species is not going to continue to degenerate.
For Nietzsche, human beings are, first and foremost, biological creatures with
certain instinctual drives. The best forms of humanity are those who best
express the most important of these biological drives, the “will to power,” by
which he means the individual will to arrogate to oneself and to create for
oneself what one needs in order to live most fully. Such a “will to power”
is beyond morality, because it does not answer to anyone’s system of what
constitutes good and bad conduct. The best and strongest human beings are
those who create values for themselves, live by them, and refuse to acknowledge
their common links with anyone else, other than other strong people who do the
same and who are thus their peers.
His surveys of world history have convinced Nietzsche that this
basic human drive has been turned against human beings by the development of
systems of morality favouring the weak, the suffering, the sick, the criminal,
and the incompetent (all of whom he lumps together in that famous phrase “the
herd”). He salutes the genius of those who could accomplish this feat
(especially the Jews and Christians), which he sees as the revenge of the
slaves against their natural masters. As a result of this centuries-long
act of revenge, human beings are now filled with feelings of guilt, inadequacy,
jealousy, and mediocrity, a condition alleviated, if at all, by dreams of being
helpful to others and of an ever-expanding democracy, an agenda powerfully
served by modern science (which tends to bring everything and everyone down to
the same level). Fortunately, however, this ordeal has trained our minds splendidly, so that the best and brightest (the new
philosophers, the free spirits) will be able to move beyond the traditional
boundaries of morality, that is, “beyond good and evil” (his favourite metaphor
for this condition is the tensely arched bow ready to shoot off an arrow).
It’s important to stress, as I mentioned above, that Nietzsche
does not believe that becoming such a “philosopher of the future” is easy or
for everyone. It is, by contrast, an extraordinarily demanding call, and
those few capable of responding to it may well have to live solitary lives
without recognition of any sort. He’s demanding an intense spiritual and
intellectual discipline which will enable the new spirit to move into territory
no philosopher has ever roamed before, a land where there are no comfortable
moral resting places and where the individual will probably (almost certainly)
have to pursue an intensely lonely and perhaps dangerous existence (hence the
importance of another favourite metaphor of his, the mask). But this is
the only way we can counter the increasing degeneration of European man into a
practical, democratic, technocratic, altruistic herd animal.
Part II: Nietzsche’s Project, An
Overall Review
Introduction
By way of a further introduction to Nietzsche’s Beyond Good and Evil, I would like to offer an extended
analogy, something which emerged from a seminar discussion, so I apologize that
the opening parts of this may be familiar to some students. But I hope quickly
to extend the remarks into directions we did not explore.
Before placing the analogy on the table, however, I wish to issue
a caveat. Analogies may really help to clarify, but they can also mislead. And
I hope that the analogy I offer will provide such clarity, but not at the price
of oversimplifying. So, as you listen to this analogy, you need to address the
questions: To what extent does this analogy not hold? To what extent does it
reduce the complexity of what Nietzsche is saying into a simpler form?
An Analogy: Culture as Recreation
The analogy I want to put on the table is the comparison of human
culture to a huge recreational complex in which a large number of different
games are going on. Outside people are playing soccer on one field, rugby on
another, American football on another, and Australian
football on another, and so on. In the club house different groups of people
are playing chess, dominoes, poker, and so on. There are coaches, spectators,
trainers, and managers involved in each game. Surrounding the recreation
complex is wilderness.
These games we might use to characterize different cultural
groups: French Catholics, German Protestants, scientists, Enlightenment
rationalists, European socialists, liberal humanitarians, American democrats,
free thinkers, or what have you. The variety represents the rich diversity of
intellectual, ethnic, political, and other activities.
The situation is not static of course. Some games have far fewer
players and fans, and the popularity is shrinking; some are gaining popularity
rapidly and increasingly taking over parts of the territory available. Thus,
the traditional sport of Aboriginal lacrosse is but a small remnant of what it
was before contact. However, the Democratic capitalist game of baseball is
growing exponentially, as is the materialistic science game of archery. And
they may well combine their efforts to create a new game or merge their
leagues.
When Nietzsche looks at Europe historically what he sees is that
different games have been going on like this for centuries. He further
sees that many of the participants in any one game have been aggressively
convinced that their game is the “true” game, that it corresponds with the
essence of games or is a close match to the wider game they imagine going on in
the natural world, in the wilderness beyond the playing fields. So they have
spent a lot of time producing their rule books and coaches’ manuals and making
claims about how the principles of their game copy or reveal or approximate the
laws of nature. This has promoted and still promotes a good deal of bad feeling
and fierce arguments. Hence, in addition any one game itself, within the group
pursuing it there have always been all sorts of sub-games debating the nature
of the activity, refining the rules, arguing over the correct version of the
rule book or about how to educate the referees and coaches, and so on.
Nietzsche’s first goal is to attack this dogmatic claim about the
truth of the rules of any particular game. He does this, in part, by appealing
to the tradition of historical scholarship which shows that these games are not
eternally true, but have a history. Rugby began when a soccer player broke the
rules and picked up the ball and ran with it. American football developed out
of rugby and has changed and is still changing. Basketball had a precise origin
which can be historically located.
Rule books are written in languages which have a history by people
with a deep psychological point to prove: the games are an unconscious
expression of the particular desires of inventive games people at a very particular
historical moment; these rule writers are called Plato, Augustine, Socrates,
Kant, Schopenhauer, Descartes, Galileo, and so on. For various reasons they
believe, or claim to believe, that the rules they come up with reveal something
about the world beyond the playing field and are therefore “true” in a way that
other rule books are not; they have, as it were, privileged access to reality
and thus record, to use a favorite metaphor of Nietzsche’s, the text of the
wilderness.
In attacking such claims, Nietzsche points out, the wilderness
bears no relationship at all to any human invention like a rule book (he points
out that nature is “wasteful beyond measure, without purposes and
consideration, without mercy and justice, fertile and desolate and uncertain at
the same time; imagine indifference itself as a power--how could you live
according to this indifference. Living--is that not precisely wanting to be
other than this nature” (Epigram 9). Because there is no connection with
what nature truly is, such rule books are mere “foreground”
pictures, fictions dreamed up, reinforced, altered, and discarded for
contingent historical reasons. Moreover, the rule books often bear a
suspicious resemblance to the rules of grammar of a culture (thus, for example,
the notion of an ego as a thinking subject, Nietzsche points out, is closely
tied to the rules of European languages which insist on a subject and verb
construction as an essential part of any statement).
So how do we know what we have is the truth? And why do we want
the truth, anyway? People seem to need to believe that their games are true. But why? Might they not be better if they accepted that
their games were false, were fictions, having nothing to do with the reality of
nature beyond the recreational complex? If they understood the fact that
everything they believe in has a history and that, as he says in the Genealogy
of Morals, “only that which has no history can be defined,” they would
understand that all this proud history of searching for the truth is something
quite different from what philosophers who have written rule books proclaim.
Furthermore these historical changes and developments occur
accidentally, for contingent reasons, and have nothing to do with the games, or
any one game, shaping itself in accordance with any ultimate game or any given
rule book of games given by the wilderness, which is indifferent to what is
going on. And there is no basis for the belief that, if we look at the history
of the development of these games, we discover some progressive evolution of
games towards some higher type. We may be able, like Darwin, to trace
historical genealogies, to construct a narrative, but that narrative does not reveal
any clear direction or any final goal or any progressive development. The
genealogy of games indicates that history is a record of contingent change. The
assertion that there is such a thing as progress is simply one more game, one
more rule added by inventive minds (who need to believe in progress); it bears
no relationship to nature beyond the sports complex. Ditto
for science.
So long as one is playing on a team, one follows the rules and
thus has a sense of what constitutes right and wrong or good and evil conduct
in the game, and this awareness is shared by all those carrying out the same
endeavour. To pick up the ball in soccer is evil (unless you are the goalie);
and to punt the ball while running in American football is permissible but
stupid; in Australian football both actions are essential and right. In other
words, different cultural communities have different standards of right and
wrong conduct. These are determined by the artificial inventions called rule
books, one for each game. These rule books have developed the rules
historically; thus, they have no permanent status and no claim to privileged
access.
Games, Super-games, and Aristotle
Now, at this point you might be thinking about the other occasion
in which I introduced a game analogy, namely, in the discussions of Aristotle’s
Ethics. For Aristotle also acknowledges that different political systems
have different rules of conduct. But Aristotle believes that an examination of
different political communities will enable one to derive certain principles
common to them all, bottom-up generalizations which will then provide the basis
for reliable rational judgment on which game is being played better, on what
constitutes good play in any particular game, on whether or not a particular game
is being conducted well or not.
In other words, Aristotle maintains that there is a way of
discovering and appealing to some authority outside any particular game in
order to adjudicate moral and knowledge claims which arise in particular games
or in conflicts between different games. Plato, of course, also believed in the
existence of such a standard, but proposed a different route to discovering it.
Now Nietzsche emphatically denies this possibility. Anyone who
tries to do what Aristotle recommends is simply inventing another game (we can
call it Super-sport) and is not discovering anything true about the real nature
of games because reality (that’s the wilderness surrounding us) isn’t organized
as a game. In fact, he argues, that we have created this recreational complex
and all the activities which go on in it to protect ourselves from nature
(which is indifferent to what we do with our lives), not to copy some
recreational rule book which that wilderness reveals. Human culture exists as
an affirmation of our opposition to or contrast with nature, not as an
extension of rules which include both human culture and nature. That’s
why falsehoods about nature might well be a lot more useful than truths, if
they enable us to live more fully human lives.
If we think of the wilderness as a text about reality, as the
truth about nature, then, Nietzsche claims, we have no access whatsoever to
that text. What we do have is access to conflicting interpretations, none of
them based on privileged access to a “true” text. Thus, the soccer
players may think they and their game is superior to rugby and the rugby
players, because soccer more closely represents the surrounding wilderness, but
such statements about better and worse are irrelevant. There is nothing rule bound
outside the games themselves. Hence, all dogmatic claims about the truth of all
games or any particular game are false.
The Death of God, the Guarantor of the Truth of Our Game
Now, how did this situation come about? Well, there was a time
when all Europeans played more or less the same game and had done so for many
years. Having little-to-no historical knowledge and sharing the same head coach
in the Vatican and the same rule book, they all believed that the game was the
only one possible and had been around for ever. So
they naturally believed that their game was true, and they shored up that
belief with appeals to scripture or to eternal forms, or universal principles
or to rationality or science or whatever. There were many quarrels about the
nature of ultimate truth, that is, about just how one should tinker with the
rule book, about what provided access to God’s rules, but there was agreement
that such access must exist.
Take, for example, the offside rule in soccer. Without that the
game could not proceed in its traditional way. Hence, soccer players see the
offside rule as an essential part of their reality, and as long as soccer is
the only game in town and we have no idea of its history (which might, for
example, tell us about the invention of the off-side rule), then the offside
rule is easy to interpret as a universal, a necessary requirement for social
activity, and we will find and endorse scriptural texts which reinforce that
belief, and our scientists will devote their time to linking the offside rule
with the mysterious rumblings that come from the forest. And from this, one
might be led to conclude that the offside rule is a Law of Nature, something
which extends far beyond the realms of our particular game into all possible
games and, beyond those, into the realm of the wilderness itself.
Of course, there were powerful social and political forces (the
coach and trainers and owners of the team) who made
sure that people had lots of reasons for believing in the unchanging verity of
present arrangements. So it’s not surprising that we find plenty of learned
books, training manuals, and locker room exhortations urging everyone to
remember the offside rule and to castigate as “bad” those who routinely forget
about that part of the game. We will also worship those who died in defence of
the offside rule. And naturally any new game that did not recognize the offside
rule would be a bad game, an immoral way to conduct oneself. So if some group
tried to start a game with a different offside rule, that group would be
attacked because they had violated a rule of nature and were thus immoral.
But for contingent historical reasons, Nietzsche argues, that
situation of one game in town did not last. The recreational unity of the area
split up, and the growth of historical scholarship into the past demonstrated
all too clearly that there was overwhelming evidence that all the various
attempts to show that one particular game was privileged over any of the
others, that there was one true game, are false, dogmatic, trivial, deceiving,
and so on.
For science has revealed that the notion of a necessary connection
between the rules of any game and the wider purposes of the wilderness is
simply an ungrounded assertion. There is no way in which we can make the
connections between the historically derived fictions in the rule book and the
mysterious and ultimately unknowable directions of irrational nature. To play
the game of science, we have to believe in causes and effects, but there is no
way we can prove that this is a true belief and there is a danger for us if we
simply ignore that fact. Therefore, we cannot prove a link between the
game and anything outside it. And history has shown us, just as Darwin’s
natural history has demonstrated, that all apparently eternal issues have a
story, a line of development, a genealogy. Thus,
concepts, like species, have no reality--they are temporary fictions imposed
for the sake of defending a particular arrangement.
Hence, God is dead. There is no eternal truth any more, no rule
book in the sky, no ultimate referee or international Olympic committee
chairman. Nietzsche didn’t kill God; history and the new science did. And
Nietzsche is only the most passionate and irritating messenger, announcing over
the PA system to anyone who will listen that someone like Kant or Descartes or
Newton who thinks that what he or she is doing can be defended by an appeal to
a system grounded in the truth of nature has simply been mistaken.
So What’s the Problem?
This insight is obvious to Nietzsche, and he is troubled that no
one seems to be worried about it or even to have noticed it. So he’s moved to
call the matter to our attention as stridently as possible, because he thinks
that this realization requires a fundamental shift in how we live our lives.
For Nietzsche Europe is in crisis. It has a growing power to make
life comfortable and an enormous energy. But people seem to want to channel
that energy into arguing about what amounts to competing fictions and to force
everyone to adhere to a particular fiction.
Why is this insight so worrying? Well, one point is that
dogmatists get aggressive. Soccer players and rugby players who forget what
Nietzsche is pointing out can start killing each other over questions which
admit of no answer, namely, questions about which group has the true game,
which group has privileged access to the truth. Nietzsche senses that dogmatism
is going to lead to warfare, and he predicts that the twentieth century will
see an unparalleled extension of warfare in the name of competing dogmatic
truths. Part of his project is to wake up the people who are intelligent enough
to respond to what he’s talking about so that they can recognize the stupidity
of killing each other for an illusion which they mistake for some “truth.”
In addition to that, Nietzsche, like Mill (although in a very
different manner), is serious concerned about the possibilities for human
excellence in a culture where the herd mentality is taking over, where Europe
is developing into competing herds--a situation which is either sweeping up the
best and the brightest or is stifling them entirely. Nietzsche, like Mill and
the ancient pre-Socratic Greeks to whom he constantly refers, is an elitist. He
wants the potential for individual human excellence to be liberated from the
harnesses of conformity and group competition and conventional morality.
Otherwise, human beings are going to become destructive, lazy, conforming herd
animals, using technology to divert them from the greatest joys in life, which
come only from individual striving and creativity, activities which require one
to release one’s instincts without keeping them eternally subjugated to an
overpowering historical consciousness or a conventional morality of good and
evil.
What makes this particularly a problem for Nietzsche is that he
sees that a certain form of game is gaining popularity: democratic volleyball.
In this game, the rule book insists that all players be treated equally, that
there be no natural authority given to the best players or to those who best
understand the nature of quality play. Hence the mass of inferior players is
taking over, the quality of the play is deteriorating, and there are fewer and
fewer good volleyball players. This process is being encouraged both by the
traditional ethic of “help your neighbour” (now often in a socialist uniform)
and (as mentioned above) by modern science). As the mass of more numerous
inferior players takes over the sport, the mindless violence of their desires
to attack other players and take over their games increases, as does their
hostility to those who are uniquely excellent (who may well need a mask to
prevent themselves being recognized).
The hopes for any change in this development are not good. In
fact, things seem to be getting worse. For when Nietzsche looks at all these
games going on he notices certain groups of people, and the prospect is not
totally reassuring.
The Herd
First of all there is the overwhelming
majority of people: the players and the spectators, those caught up in their
particular sport. These people are, for the most part, continuing on as before
without reflecting or caring about what they do. They may be vaguely troubled
about rumours they hear that their game is not the best, they may be bored with
the endless repetition in the schedule, and they have more or less reconciled
themselves that they are not the only game going on, but they’d rather not
think about it. Or else, stupidly confident that what they are doing is what
really matters about human life, is true, they preoccupy themselves with
tinkering with the rules, using the new technology to get better balls, more
comfortable seats, louder whistles, more brightly painted side lines, more
trendy uniforms, tastier Gatorade--all in the name of progress.
Increasing numbers of people are moving into the stands or
participating through the newspaper or the television sets. Most people are
thus, in increasing numbers, losing touch with themselves and their potential
as instinctual human beings. They are the herd, the last men, preoccupied with
the trivial, unreflectingly conformist because they
think, to the extent they think at all, that what they do will bring them
something called “happiness.” But they are not happy; they are in a permanent
state of narcotized anxiety, seeking new ways to entertain themselves with the
steady stream of marketed distractions which the forces of the market produce:
technological toys, popular entertainment, college education, Wagner’s operas, academic jargon.
This group, of course, includes all the experts in the game, the
cheerleaders whose job it is to keep us focused on the seriousness of the
activity: the sports commentators and pundits, whose life is bound up with
interpreting, reporting, and classifying players and contests. These
sportscasters are, in effect, the academics and government experts, the John
Maddens and Larry Kings and Mike Wallaces of society,
those demigods of the herd, whose authority derives from the false notion that
what they are dealing with is something other than a social fiction.
The Nihilists
There’s a second group of people, who have accepted the ultimate
meaninglessness of the game they were in. They have moved to the sidelines, not
as spectators or fans, but as critics, as cynics or nihilists, dismissing out
of hand all the pretensions of the players and fans, but not affirming anything
themselves. These are the souls who, having nothing to will (because they have
seen through the fiction of the game and have therefore no motive to play any
more), prefer to will nothing in a state of paralyzed skepticism. Nietzsche has
a certain admiration for these people, but maintains that a life like this, the
nihilist on the sidelines, is not a human life.
For, Nietzsche insists, to live as a human being, is to play a
game. Only in playing a game can one affirm one’s identity, can one create
values, can one truly exist. Games are the expression
of our instinctual human energies, our living drives, what Nietzsche calls our “will
to power.” So the nihilistic stance, though understandable and, in a sense,
courageous, is sterile. For we are born to play, and if we don’t, then we are
not fulfilling a worthy human function. At the same time, however, we have to
recognize that all games are equally fictions, invented human constructions
without any connections to the reality of things.
Hence we arrive at the position of the need to affirm a belief
(invent a rule book) which we know to have been invented, to be divorced from
the truth of things. To play the best game is to live by rules which we invent
for ourselves as an assertion of our instinctual drives and to accept that the
rules are fictions: they matter, we accept them as binding, we judge ourselves
and others by them, and yet we know they are artificial. And just as in real
life a normal soccer player derives a sense of meaning during the game, affirms
his or her value in the game, without ever once believing that the universe is
organized by the rules of soccer or that those rules have any universal
validity, so we must commit ourselves to epistemological and moral rules which
enable us to live our lives as players, while at the same time recognizing that
these rules have no universal validity.
The nihilists have discovered half of this insight, but, because
they are not capable of living the full awareness, they are very limited human
beings.
The Free Spirits, New Philosophers
The third group of people, that small minority which includes
Nietzsche himself, are those who accept the games metaphor, see the fictive
nature of all systems of knowledge and morality, and accept the challenge that
to be most fully human is to create a new game, to live a life that is governed
by rules imposed by the dictates of one’s own creative nature. To base one’s
life on the creative tensions of the artist engaged with creating a game that
meets most eloquently and uncompromisingly the demands of one’s own irrational
nature--one’s will--is to be most fully free, most fully human.
This call to live the selfcreated life,
affirming oneself in a game of one’s own devising, necessarily condemns the
highest spirits to loneliness, doubt, insecurity, emotional suffering, (because
most people will mock the new game or be actively hostile to it or refuse to
notice it, and so on; alternatively, they will accept the challenge but
misinterpret what it means and settle for some marketed easy game, like
floating down the Mississippi smoking a pipe), but a self-generated game also
brings with it the most intense joy, the most playful and creative affirmation
of what is most important in our human nature).
It’s important to note here that one’s freedom to create one’s own
game is not unlimited. In that sense, Nietzsche is no existentialist
maintaining that we have a duty and an unlimited freedom to be whatever we want
to be. For the resources at our disposal the parts of the field still
available and the recreational material lying around in the club house--are
determined by the present state of our culture. Furthermore, the rules I devise
and the language I frame them in will almost certainly owe a good deal to the
present state of the rules of other games and the state of the language in
which those are expressed. Although I am changing the rules for my game, my
starting point, or the rules I have available to change, are given to me by my
moment in history. So in moving forward, in creating something that will
transcend the past, I am using the materials of the past. Existing games are
the materials out of which I fashion my new game.
Thus, the new philosopher will transcend the limitations of the
existing games and will extend the catalogue of games with the invention of new
ones, but that new creative spirit faces certain historical limitations. If
this is relativistic, it is not totally so.
The Value of the Self-Created Game
The value of this endeavour is not to be measured by what other
people think of the newly created game; nor does its value lie in fame,
material rewards, or service to the group. Its value comes from the way it
enables the individual to manifest certain human qualities, especially the will
to power. But whether or not the game attracts other people and becomes a
permanent fixture on the sporting calendar, something later citizens can derive
enjoyment from or even remember, that is irrelevant.
For only the accidents of history will determine whether the game I invent for
myself attracts other people, that is, becomes a source of value for them.
Nietzsche claims that the time is right for such a radically
individualistic endeavour to create new games, new metaphors for my life. For,
wrongheaded as many of the traditional games may have been, like Plato’s
metaphysical soccer or Kant’s version of eight ball, or Marx’s materialist
chess tournament, or Christianity’s stoical snakes and ladders, they have
splendidly trained us for the much more difficult work of creating values in a
spirit of radical uncertainty. The exertions have trained our imaginations and
intelligence in useful ways. Hence, although those dogmatists were
fundamentally unsound, an immersion in their systems has done much to refine
those capacities we most need to rise above the nihilists and the herd.
Games as Cultural Metaphor
Now, I have put this analogy on the table in order to help clarify
some central points about Nietzsche. But the metaphor is not so
arbitrary as it may appear, because this very notion of systems of meanings as
invented games is one of the central metaphors of the twentieth century thoughtand those who insist upon it as often as not point
to Nietzsche as their authority.
So, for example, when certain postmodernists insist that the
major reason for engaging in artistic creativity or literary criticism or any
form of cultural life is to awaken the spirit of creative playthat
that is far more central than any traditional sense of meaning or rationality
or even coherence, we can see the spirit of Nietzsche at work.
In a lecture next semester, I’m probably going to be wrestling
with one of the most perplexing terms in recent cultural history, the term
modernism. Today, we don’t use that term to describe our own times, preferring
instead the rather odd term postmodernism. I’m going to suggest that one crude
but useful way in which to understand the transition from modernism to postmodernism,
that is, from early twentieth-century culture to our own times, is to see the
latter as the triumph of the Nietzschean view of
games (suitably watered down and distorted in many places)the
triumph of that approach to culture over the earlier preoccupation with
lamenting or worrying about a loss of meaning or attempting to reconstruct a
meaning in our cultural lives.
Earlier in this century, as we shall see in the discussions of
early modern art, a central concern was the possibility of recovering some
sense of meaning or of recreating or discovering a sense of “truth” of the sort
we had in earlier centuries, or, as we shall see in the poetry of Eliot,
lamenting the collapse of traditional systems of value. And Marxists were
determined to assist history in producing the true meaning towards which we
were inexorably heading. To the extent that we can characterize post-modernism
simply at all, we might say that it marks a turning away from such responses to
the modern condition and an embrace, for better or worse, of Nietzsche, joyful
self-affirmation in a spirit of the irrationality of the world and the fictive
qualities of all that we create in order to deal with life.
Postscript: Some Modern Attitudes, Potential Responses
After this rapid and, I hope, useful construction and description
of an analogy, one final point remains: So how have we responded and are we
still responding to all of this? What sort of an impact has this powerful
challenge to our most confident traditions had? Well, there is not time here to
trace the complex influence of Nietzsche’s thought in a wide range of areas.
That influence has been immense and continues still. However, I would like to
sketch a few points about what seems to be happening at present.
Here I must stress that I am offering a personal review, which is
not informed by an expertise in this question. Still, any general reading in
modern studies of culture indicates that responses to Nietzsche are important
and diverse. His stock has been very bullish for the past two decades, at
least.
One group we can quickly identify is those who have embraced
Nietzsche’s critique, who appeal to his writing to endorse their view that the
search to ground our knowledge and moral claims in Truth are futile, and that
we must therefore recognize the imperative Nietzsche laid before us to
self-create our own lives, to come up with new selfdescriptions
as a means of affirming the irrational basis of our individual humanity. This
position has been loosely termed Antifoundationalism.
Two of its most prominent and popular spokespersons in recent years have been
Richard Rorty and Camille Paglia.
Within Humanities departments the Deconstructionists (with Derrida as their
guru) head the Nietzschean charge.
Antifoundationalists tend to link Nietzsche closely
with Kuhn and with Dewey (whose essay on Darwin we read) and sometimes with
Wittgenstein and take central aim at anyone who would claim that some form of
enquiry, like science, rational ethics, Marxism, or traditional religion has
any form of privileged access to reality or the truth.
The political stance of the Antifoundationalists
tends to be radically romantic or pragmatic. Since we cannot ground our faith
in any public morality or political creed, politics becomes something far less
important than personal development or else we have to conduct our political
life simply on a pragmatic basis, following the rules we can agree on, without
according those rules any universal status or grounding in eternal principles.
If mechanistic science is something we find, for accidental reasons of history,
something useful, then we will believe it for now. Thus, Galileo’s system
became adopted, not because it was true or closer to the truth that what it
replaced, but simply because the vocabulary he introduced into our descriptions
was something we found agreeable and practically helpful. When it ceases to
fulfill our pragmatic requirements, we will gradually change to some other
vocabulary, some other metaphor, some other version of
a game. History indicates that such a change will occur, but how and when it
will take place or what the new vocabulary might be--these questions will be
determined by the accidents of history.
Similarly, human rights are important, not because there is any
rational non-circular proof that we ought to act in accordance with these
principles, but simply because we have agreed, for accidental historical
reasons, that these principles are useful. Such pragmatic agreements are all we
have for public life, because, as Nietzsche insists, we cannot justify any
moral claims by appeals to the truth. So we can agree about a schedule for the
various games and distributing the budget among them and we can, as a matter of
convenience, set certain rules for our discussions, but only as a practical
requirement of our historical situation; not by any divine or rationally just
system of distribution.
A second response is to reject the Antifoundationalist
and Nietzschean claim that no language has privileged
access to the reality of things, to assert, that is, that Nietzsche is wrong in
his critique of the Enlightenment. Plato’s project is not dead, as Nietzsche
claimed, but alive and well, especially in the scientific enterprise. We are
discovering more and more about the nature of reality. There may still be a
long way to go, and nature might be turning out to be much more complex than
the early theories indicated, but we are making progress. By improving the rule
book we will modify our games so that they more closely approximate the truth
of the wilderness.
To many scientists, for example, the Antifoundationalist
position is either irrelevant or just plain wrong, an indication that social
scientists and humanities types don’t understand the nature of science or are
suffering a bad attack of sour grapes because of the prestige the scientific
disciplines enjoy in the academy. The failure of the social scientists (after
generations of trying) to come up with anything approaching a reliable law
(like, say, Newton’s laws of motion) has shown the pseudo-scientific basis of
the disciplines, and unmasks their turn to Nietzschean
antifoundationalism as a feeble attempt to justify
their presence in the modern research university.
By the same token, Marxists would reject Antifoundationalism
as a remnant of aristocratic bourgeois capitalism, an ideology designed to take
intellectuals’ minds off the realities of history, the truth of things. There
is a truth grounded in a materialist view of history; denying that is simply a
means of diverting intellectuals away from social injustice. No wonder the most
ardent Nietzscheans in the university have no trouble
getting support from the big corporate interests and their government lackeys:
the Ford Foundation, the Guggenheim Foundation, and the National Endowment for
the Humanities. Within the universities and many of the humanities and
legal journals, some of the liveliest debates go on between the Antifoundationalists allied to the Deconstructionists under
the banner of Nietzsche and the historical materialists and many feminists
under the banner of Marx.
Meanwhile, there has been a revival of interest in Aristotle. The neoAristotelians agree with Nietzsche’s critique of the
Enlightenment rational project--that we are never going to be able to derive a
sense of human purpose from scientific reason--but assert that sources of value
and knowledge are not simply contingent but arise from communities and that
what we need to sort out our moral confusion is a reassertion of Aristotle’s
emphasis on human beings, not as radically individual with an identity prior to
their political and social environment, but rather as political animals, whose
purpose and value are deeply and essentially rooted in their community. A
leading spokesman for this position is Alisdair
McIntyre.
In opposition to such a communitarian emphasis, a good deal of the
modern Liberal tradition points out that such a revival of traditions simply
will not work. The break down of the traditional
communities and the widespread perception of the endemic injustice of inherited
ways are something that cannot be reversed (appeals to Hobbes here are not
uncommon). So we need to place our faith in the rational liberal Enlightenment
tradition, and seek for universal rational principles, human rights, rules of
international morality, justice based on an analysis of the social contract,
and so on. An important recent example such a view is Rawls’ famous book Social
Justice.
Finally, there are those who again agree with Nietzsche’s analysis
of the Enlightenment and thus reject the optimistic hopes of rational progress,
but who deny Nietzsche’s proffered solution. To see life as irrational chaos
which we must embrace and such joyous affirmation as the value-generating
activity in our human lives, while at the same time recognizing its ultimate
meaninglessness to the individual, to many people seems like a prescription for
insanity. What we, as human beings, must have to live a fulfilled human life is
an image of eternal meaning. This we can derive only from religion, which
provides for us, as it always has, a transcendent sense of order, something
which answers to our most essential human nature far more deeply than either
the Enlightenment faith in scientific rationality or Nietzsche’s call to a life
of constant metaphorical selfdefinition. A prominent spokespersons for this reaction to Nietzsche is
George Grant--the last author we shall be considering in our curriculum (and
the author of an interesting critique of Nietzsche: Time as History, the
transcript of a series of lectures on the CBC).
To read the modern debates over literary interpretation, legal
theory, human rights issues, education curriculums, feminist issues, ethnic
rights, communitarian politics, or a host of other similar issues is to come
repeatedly across the clash of these different positions (and others). To use
the analogy I started with, activities on the playing fields are going on more
energetically than ever. And right in the middle of most of these debates and
generously scattered throughout the footnotes and bibliographies, Nietzsche’s
writings are alive and well. To that extent, his ideas are still something to
be reckoned with. He may have started by shouting over the PA system in a way
no one bothered to attend to; now on many playing fields, the participants and
fans are considering and reacting to his analysis of their activities. So
Nietzsche today is, probably more than ever before in this century, right in
the centre of some of the most vital debates over cultural questions.
Part III: Nietzsche and Language: Some
Observations
The War Between Poetry and Philosophy
You may recall how, in Book X of the Republic, Plato talks
about the “ancient war between poetry and philosophy.” What this seems to mean
in the context of the argument is an ongoing antagonism between different uses
of language, between language that seeks above all, denotative claritythe language of exact definitions and precise
logical relationshipsand language whose major
quality is its ambiguous emotional richness, between, that is, the language of
geometry and the language of poetry (or, simply put, between Euclid and Homer).
Another way of characterizing this dichotomy is to describe it as
the tension between a language appropriate to discovering the truth and one
appropriate to creating it, between, that is, a language which sets itself up
as an exact description of a given order (or as exact as is presently available)
and a language which sets itself up as an ambiguous poetic vision of or an
analogy to a natural or cosmic order.
Plato, in much of what we studied, seems clearly committed to a
language of the former sort. Central to his course of studies which will
produce guardianrulers is mathematics, which is
based upon the most exact denotative language we know. Hence, the famous
inscription over the door of the Academy: “Let no one enter here who has not
studied geometry.” And underlying Plato’s remarkable suspicion of a great deal
of poetry, and particularly of Homer, is this attitude to language: poetic
language is suspect because, being based on metaphors (figurative comparisons
or word pictures), it is a third remove from the truth. In addition, it speaks
too strongly to the emotions and thus may unbalance the often tense equilibrium
needed to keep the soul in a healthy state.
One needs to remember, however, that Plato’s attitude to language
is very ambiguous, because, in spite of his obvious endorsement of the language
of philosophy and mathematics, in his own style he is often a poet, a creator
of metaphor. In other words, there’s a conflict between his strictures on
metaphor and his adoption of so many metaphors (the central one of a dramatic
dialogue is only the most obvious). Many of the most famous and influential
passages from the Republic, for example, are not arguments but poetic
images or fictional narratives: the Allegory of the Cave, the image of the Sun,
the Myth of Er.
Plato, in fact, has always struck me as someone who was deeply
suspicious about poetry and metaphor because he responded to it so strongly.
Underlying his sometimes harsh treatment of Homer may be the imagination of
someone who is all too responsive to it (conversely Aristotle’s more lenient
view of poetry may stem from the fact that he didn’t really feel its effects so
strongly). If we were inclined to adopt Nietzsche’s interpretation of
philosophy, we might be tempted to see in Plato’s treatment of Homer and his
stress on the dangers of poetic language his own “confession” of weakness. His
work is, in part, an attempt to fight his own strong inclinations to prefer
metaphoric language.
Geometry and Poetry
If we accept this characterization of the “ancient war” between
two different uses of language, then we might want to ask ourselves why they
cannot be reconciled. Why must there be a war? This has, in part, to do with
the sorts of questions one wants to ask about the nature of things and about
the sorts of answers which the enquiring mind requires. For traditionally there
have been some important differences between the language of mathematics or
geometry or a vocabulary that seeks to approximate the denotative clarity of
these disciplines and the language of poetry. The central difference I would
like to focus on is the matter of ambiguity.
The language of mathematics, and especially of Euclidean geometry,
is characterized, above all, by denotative clarity: precise definitions, clear
axioms, firm logical links between statementsall of
which are designed to produce a rationally coherent structure which will compel
agreement among those who take the time to work their way through the system.
The intellectual and aesthetic pleasures of Euclid, I would maintain, arise, in
large part, from this. And people who want this sort of clarity in their
understanding of the world will naturally be drawn to define as acceptable
questions and answers which frame themselves in a language which seeks this
sort of clarity.
Poetical language, by contrast, is inherently ironic, ambiguous, elusive. As soon as I move from clear definition to
metaphor, that is, to a comparison, or to a narrative which requires
interpretation (like the Book of Exodus, for example, or the Iliad) then
my statement requires interpretation, an understanding which cannot be quickly
satisfied by an appeal to exact definitions and clear rules of logic. To reach
a shared agreement about metaphor requires explanation and persuasion of a sort
different from what is required to get people to accept the truths of Euclidean
geometry.
For example, if I have trouble with the statement “The interior
angles of a triangle add up to two right angles,” I can find exact definitions
of all the terms, I can review the step-by-step logical process that leads from
self-evident first principles to this statement, and I then understand exactly
what this means. I am rationally compelled to agree, provided I am not
disturbed by the initial assumptions and the logical adequacy of the process.
And I am in a position to explain the claim to someone else, so that he or she
arrives at exactly the same understanding of the original statement about the
sum of the interior angles (the compelling logic of this form of language is,
of course, the point of the central section of Plato’s Meno,
Socrates’s education of Meno’s
slave in the Pythagorean Theorem).
But a claim like “My love is like a red, red rose” is of a
different order. I can check the dictionary definitions of all the words, but
that by itself won’t be enough. How do I deal with the comparison? I can go out
and check whether my love has thorns on her legs or her hair falls off after a
few days standing in water, but that’s not going to offer much help, because
obviously I am not meant to interpret this statement literally: a comparison, a
metaphor is involved. An understanding of the statement requires that I
interpret the comparison: What is the range of association summoned up by the
metaphor which compares my beloved or my feelings for my beloved to a common
flower?
And on this point, if we sit down to discuss the matter, we are
likely to disagree or at least fail to reach exactly the same common rational
understanding which we derived from our study of the first statement concerning
the interior angles of the triangle. If we want to reach a shared agreement on
the metaphor, then we are going to have to persuade each other, and even then
our separate understandings may well not be congruent.
We have had direct experience of this in Liberal Studies. When we
discussed Euclid, we had nothing to argue about. The discussions focused on
whether or not everyone understood the logical steps involved, the definitions
and axioms, and possible alternative logical methods. But no one offered
seriously as an interpretative opinion that the interior angles of a triangle
might add up to three right angles or one and a half right angles. If someone
had claimed that, then we would have maintained that he or she had failed in
some fundamental way to follow the steps in the proofs. By contrast, when
we discussed, say, King Lear or the Tempest or Jane Eyre
or Red and Black, we spent most of our time considering alternative
interpretations of particular episodes, and we did not reach any precisely
defined shared conclusion. Nor could we, if we spent the
entire four semesters debating the issue.
It is no doubt a vast oversimplification to present the issue of
language solely in terms of these two diametrically opposed ways, but for the
sake of discussion it’s a useful starting point. And we might go on to observe
that, again to make a vast oversimplification, people tend to prefer one use of
language over another: some like their verbal understandings of things clear,
precise, logically sound, so that there is the possibility of a universally
agreed upon meaning with minimum ambiguity, or as close as we can get to such a
goal. Others prefer the ambiguity and emotional richness of metaphor, even
though (or because) the price of such a language is an inherent irony, a multiplicity
of meanings, the suggestion of no simple, shared, precise, final meaning.
The Language of Christianity: Interpretation as Power Base
The question of the language appropriate to a proper understanding
of things is particularly important for a comprehension of the history of
Christianity, too, because, as we all know,
Christianity takes as its central text a book full of poetry, narrative,
imagery. And faith in what this book “means” or what it “reveals” about the
nature of the divinity is a central part of being a Christian. Many of the most
urgent and contumacious disputes in the history of Christianity have arisen out
of the metaphorical nature of this holy text: since metaphors and metaphorical
narratives are inherently ambiguous, they need interpretation. And whose
interpretations are decisive in any disagreement becomes a vital concern.
Controlling the text and maintaining the authority to determine
interpretations of the holy text were always a central imperative of the
medieval Catholic Church, which recognized very clearly and correctly that to
give people (even parish priests) access to the Bible would result in
interpretative anarchy. Hence, the Catholic Church’s strict control of the
book, its refusal to distribute it widely or to translate it into the common
language of the people, and its insistence that the basis for popular sermons
should be, not the Bible itself, but the clear and unambiguous official
interpretations authorized by the Vatican.
The Church’s suspicion of the anarchy that would follow upon any
general access to the Bible revealed itself as correct once Luther’s
Reformation made the holy text generally available in translation. All of a
sudden, the enforced interpretative consensus dissolved, and scores of
competing sects arose, each claiming a correct version of the truth derived
from an interpretation of the metaphorical constructions in the Bible. An
extreme (but not altogether uncommon) example was the war between the followers
of Zwingli and the followers of Muntzer, two Protestant
leaders, over whether the communion wafer was the body of Christ or symbolized
the body of Christ and over the interpretation of baptism. Many thousands died
in the quarrel over these interpretative questions.
Said Zwingli to Muntzer,
“I’ll have to be blunt, sir.
I don’t like your version
Of total immersion.
And since God’s on my side
And I’m on the dry side
You’d better swing over
To me and Jehovah.”
Cried Muntzer “It’s schism
Is infant baptism.
Since I’ve had a sign, sir
That God’s will is mine, sir,
Let all men agree
With Jehovah and me
Or go to hell singly”
Said Muntzer to Zwingli.
And each drew his sword
On the side of the Lord.
(Phyllis McGinley)
Today such issues which involve killing others over the
ontological status of a biscuit or bathwater may seem ridiculous, but the issue
is not. An authority which derives from a poetical metaphorical text must rest,
not on that text, but on a particular interpretation of it. And whoever is the
spokesperson for the official interpretation has official power. Thus, from
this point of view, one can interpret the religious wars of the sixteenth and
seventeenth centuries as quarrelsome interpretation run amok.
The Enlightenment Call for Linguistic Clarity
Certainly, the conclusion of the religious wars brought with it a
demand to clean up language, to be wary of metaphors and especially of writing
that was highly metaphorical, and to place our verbal understanding of the
world and ourselves on a more rationally clear basis in a language more appropriate
to such a requirement.
It’s no accident that the period following the religious wars (the
mid-seventeenth century) marks the beginning of an interest in dictionaries
(whose major goal is to promote accuracy of shared denoted meanings), a revival
of interest in Euclidean geometry, a growing distrust of political and
philosophical arguments based upon scripture, a rising criticism of extravagant
rhetorical styles (like those of Shakespeare or John Donne or “enthusiastic”
preachers), the beginning of a concerted attempt to understand moral and
judicial questions mathematically, and a rising demand for a language as empty
of ambiguous metaphor as possible.
We witness this in a number of writers, above all in Hobbes. As we
discussed, Hobbes’ major concern in Leviathan is to recommend practices
which will minimize a return to the civil chaos of the religious wars and the
English Civil War. And Hobbes is centrally concerned about language. Over half
of Leviathan is concerned with religion, above all with the question of
interpretation of scripture. For Hobbes is deeply suspicious of literary
interpretation and has a clear preference for the language of geometry, the
argumentative style of Euclid--not necessarily because that language provides a
true description of the nature of the world (although many people claimed and
still claim that it does) but rather because only that sort of deductive
clarity--based on clear definitions and fundamental principles of deductive
logic--can win wide agreement, can, that is, promote social harmony essential
to political peace and “commodious living.”
The reason for this preference in Hobbes seems clear enough.
Metaphorical language breeds arguments over interpretations; such arguments
breed civil quarrels; civil quarrels lead to a break down in public order and
foster a return to a state of nature. A different language, one based on the
precision of geometry, can foster agreement, because we all can share a common
understanding if definitions are exact and the logic correct.
One of the attractions of the new science (although there was
considerable argument about this) was that it offered an understanding of the
world delivered in the most unambiguous way, in the language of mathematics
rather than of scripture. Newton’s equations, for those who could follow the
mathematics, did not promote the sorts of arguments that arose from, say, the
text about Ezekiel making the sun stand still or Moses parting the waters of
the Red Sea or God’s creating the world in a week. And what disagreements or
ambiguities Newton’s explanation did contain could be resolved, and were
resolved, by a further application of the method he demonstrated (in the “normal
science,” as Kuhn calls it, which took place in the generations after Newton).
And throughout the nineteenth century, the rising success of the
new science seemed to be delivering on the promise of an exact description of
the world. And the application of this spirit of empirical observation and
precise, unambiguous description to an understanding of history and morality,
of the sort offered by Karl Marx, set up the hope of a triumph of the language
of philosophy (as defined earlier) over the language of poetry (in spite of the
objections of the Romantics).
It was an alluring vision, because it promised to lead, as Hannah
Arendt points out, to the end of traditional political argument. Since we would
all have a full and shared understanding of the way a just state really does
work, we wouldn’t need to argue about it (any more than we argue about the
Pythagorean Theorem). Anyone could govern, since governing, traditionally the
most challenging task in human affairs, would be simply a matter of applying
known and agreed upon rules, something a technician could do. As Lenin
observed, governing would be for cooks, because the truths of political life
would be expressed in a language coherent to anyone, a language which did not
require interpretation of any sort.
There was an enormously arrogant confidence or, if we think in
terms of classical tragedy, of hubris about this, especially among some
scientists and social scientists, who firmly believed that
many of the most contentious moral, political, and scientific questions would
soon be settled for all time. The future of physics, said A. A. Michelson in
1894, will consist of little more than “adding a few decimal places to results
already known.”
Nietzsche’s Sense of Language: “Truth” as Metaphor
Nietzsche, as we have already seen, sets his sights firmly against
such a confidence that language, any language, can provide an accurate
description of the Truth. That was, in the nature of things, impossible,
because language is inherently metaphorical, it is an invented fiction, with a
history, a genealogy, a contingent character.
For Nietzsche, the belief that the sort of language developed by
Euclid or the new sciencewith its emphasis on
precision and logical clarity--is somehow “true to nature” is, like beliefs
that any system is true, plainly erroneous. All language is essentially poetry,
inherently metaphorical, inherently a fiction. Those who, like so many
scientists, make claims that their descriptions of the world are true or even
more accurate than alternative languages are simply ignorant of the
metaphorical nature of all language.
In other words, for Nietzsche there is no privileged access to a
final definitive version of life, the world, or anything else, and thus no
privileged language for achieving such knowledge. Truth is, in Nietzsche’s
pregnant phrase, “a mobile army of metaphors,” a historical succession of
fictions, which does not, as Kant and Marx claimed, reveal any emerging higher
truth, like progress or the march to a final utopia or a growing insight into
how reality really works. In Nietzsche’s view of language there is no final
text available to us; there is only interpretation, or, more accurately, an
unending series of freshly created interpretations, fresh metaphors.
Thus, as Rorty has observed, Nietzsche
is announcing the end of the ancient war between poetry and philosophy by
indicating that all we have in language is metaphor. We were mistaken in
believing that the language of Euclid was anything other than one more fiction.
It is not. Therefore, it has no special preeminence
as the language most appropriate to a description of reality.
Since there is no privileged language and since accepting as true
any inherited system of metaphor is limiting oneself to a herd existence, our
central purpose is the construction of new metaphors, the assertion of new
values in a language we have made ourselves. Hence, central to Nietzsche’s
vision of how the best human beings must live their lives is the insistence
that individuals must create for themselves a new language, fresh metaphors, original self-descriptions. To escape the illusions of the
past, to release the arrow in flight, these activities are linked to the
creative ability to construct in one’s life and language new metaphors.
Some Consequences
Hence, under the influence of this idea, a major part of the
cultural imperative of the Twentieth Century artists has been a craze for
originality, something which has produced a bewildering succession of styles,
schools, experiments. When we explore Hughes’ text, one of the first
impressions is the almost overwhelming range of different subject matters,
different styles, the pressure, even in the context of a single artist’s life,
constantly to invent new perspectives, new self-descriptions, new ways of
metaphorically presenting one’s imaginative assertions, in Nietzsche’s phrase,
one’s will to power.
The same is true in many aspects of art: in prose style, in
poetry, in architecture, in music, and so on. The influence of Nietzsche on
this point (which is, as I have argued, an extension of one stream of
Romanticism) has been pervasive. And this phenomenon has had some curious
results.
First, the constant emphasis on individualist self-assertion
through new metaphors has made much art increasingly esoteric, experimental,
and inaccessible to the public, for the Nietzschean
imperative leaves no room for the artist’s having to
answer to the community values, styles, traditions, language, and so on. Hence, the strong tendency of much modern art, fiction, and music
to have virtually no public following, to be met with large-scale
incomprehension or derision.
This, in turn, has led to a widening split between many in the
artistic community and the general public. Whereas, in a great deal of traditional
art, the chief aim was to hold up for public contemplation what the artist had
to reveal about the nature of his vision (e.g., public statues, church
paintings, public musical recitals, drama festivals), in the twentieth century
the emphasis on avant garde
originality has increasingly meant that much art is produced for a small
coterie who think of themselves as advanced in the Nietzschean
sense--emancipated from the herd because only the privileged can understand and
produce such “cutting edge” metaphors. The strong connections between much “radical”
modern art and intellectual elitism characteristic of extreme right wing
anti-democratic ideologies owes much to Nietzsche’s views, since the
aristocratic elitism of Nietzsche’s aesthetic links itself easily enough to
political systems seeking some defense of “aristocratic” hierarchies (even if
the understanding of Nietzsche is often skimpy at best).
Hence, as Hughes points out, there has been a drastic decline in
much high quality public art. To be popular, in fact, becomes a sign that one
is not sufficiently original, a sign that one’s language is still too much
derived from the patois of the last people. There is still much public art, of
course, especially in state architecture and market-driven television, but, as
Hughes points out, the achievements in these fields are generally not
impressive and don’t appear to be improving. Certainly the art which commands
the attention of many artists these days is increasingly private.
In the universities, Nietzsche has, rightly or wrongly, become the
patron saint of those who believe that novelty is more important than coherence
or commitment to anything outside a rhetorical display of the writer’s own
originality. To object that this ethos produces much irrational individualistic
spouting is, its defenders point out, simply to miss the point. The creative
joy of self-affirmation through new language is the only game in town, and
traditional calls for scientific scholarship or social criticism on Marx’s
model are simply reassertions of dogmatism. There are some English
department now, for example, where in the job descriptions, the writings one
has to produce for tenure can include confessional autobiography; in effect, to
produce an aphoristic self-description, whether that is at all interesting or
not, qualifies one as a serious academic scholar and teacher in some places.
Given that most of society, including those who are maintaining
the traditional scientific and economic endeavour launched in the Enlightenment,
pay this sort of talk very little attention, finding most of it
incomprehensible, there is thus a widening gap between much of what goes on in
our society and many of its leading artists and intellectuals. The legacy of
Nietzsche may cheer them up, and, in various watered down versions, especially
on this side of the Atlantic, he certainly gives them license to be strident
while declaring their own superiority, but just what he offers by way of
helping to cure this dichotomy (if it needs to be cured) is a question worth
exploring